2017 Spring Compliance Update

Date: April 19, 2017 through April 20, 2017

Time: Day 1, 9 am - 5 pm
              Day 2, 8:30 am - 12:30 pm 

Location: The Hawthorne Inn & Conference Center
420 High Street - Winston-Salem

Registration: $375 (Early Bird - 4/5) / $400 (Regular - after 4/5)

Click HERE to Register!

Please Click HERE to View the Agenda.


Blenden.PattiPatti Blenden 

Patti Blenden is a dynamic speaker and leader with strong, intuitive management skills, and a deep conviction that "excellence is not optional." She has extensive experience in working with financial institutions, bank data processors and governmental agencies. Patti has more than 35 years of experience in the financial industry as an entrepreneur and financial institution executive. She is a Certified Public Accountant, skilled regulatory compliance consultant, bank operations specialist, system automation designer and an enthusiastic regulatory compliance instructor who believes in providing real-world solutions ready for immediate implementation.

Patti founded Financial Solutions in 1990 to offer financial institutions complete, cost-effective regulatory compliance solutions, thereby eliminating an institution's need to rush to increase overhead. The company specializes in providing regulatory compliance assistance for financial institutions through policies, programs, on-site compliance reviews and customized training.

We will be enlisting Patti to once again help us as we attempt to make our way through the all of the important compliance updates. Topics will include: 

  • New Home Mortgage Disclosure Act (HMDA)
    • New Reportable Financial Institution Definition and Coverage
    • New Definitions
    • Loan Application Register (LAR) Instructions
    • Tips and Tools
  • Shoring Up Your Sales Practices Compliance Program
    • CFPB Guidance Bulletin
    • Incentive Compensation Programs
    • FCRA and Consumer Report Sharing
    • Consumer Protection in Sales of Insurance and NDIP Rules
    • GLBA Consumer Privacy Protections
    • RESPA Section 8 Prohibitions
    • Other Applicable Regulations
  • Payment and Deposit Compliance Challenges
    • Gift Cards and FinTech Implications
    • EFT and Regulation E's New Prepaid Accounts Quick Overview
      • Compliance Preparation before April 18 (Effective Date has Been Delayed from October 2017) 
  • Recent Enforcement Actions
    • Fair Credit Reporting Act
    • Bank Secrecy Act and Anti-Money Laundering 
    • Overdraft Practices for Pre-Authorized Electronic Transactions
    • Other Industry Issues 

The NCBA has secured a discounted rate of $109/night at the Hawthorne Inn & Conference Center. To make a reservation at the discounted rate, please call 800.972.3774 and request the NC Bankers rate for the nights of April 18 and April 19. Rooms will be available at this rate until March 19. Please note that attendees are responsible for securing their hotel reservations