Regulatory Compliance School

Date: October 27, 2014 through October 30, 2014

Time: 8 am - 4:45 pm each day

Location: Greensboro-High Point Airport Marriott
1 Marriott Drive - Greensboro

Early Bird Registration Fee (through 10/14)$1,100 (Both Modules) / $300 (Deposits Module, Oct. 27) / $900 (Lending Module, Oct. 28-30)

Regular Registration Fee: $1,200 (Both Modules) / $350 (Deposits Module, Oct. 27) / $950 (Lending Module, Oct. 28-30)

Click Here to Register

Click Here to View Agenda


The NCBA has secured a discounted rate of $145 per night at the Greensboro-High Point Marriott Airport. To make a reservation at this discounted rate, call the hotel directly at 336.852.6450, and request the NC Bankers rate. Our block includes Sunday night 10/26 - Wednesday night 10/29. The block will be released on October 10. Reservations made after that date cannot be guaranteed the discounted rate. Each student is responsible for his/her own reservation!


Complying with federal banking regulations is a demanding, time consuming and expensive task; therefore, a thorough understanding of the various laws and regulations governing your operations is essential in today’s environment. The Carolinas Regulatory Compliance School helps financial institutions meet the compliance challenge by providing intensive training on the various regulatory requirements. Designed for personnel who monitor or manage your institution’s compliance, the Compliance School provides the most effective training available anywhere today.

The Compliance School curriculum includes all major federal regulations covered in on-site compliance examinations by federal regulatory agencies. Attendees will:

  • Develop an understanding of the compliance regulations governing financial institutions.
  • Learn how to anticipate and prevent potential violations.
  • Receive practical instruction and advice from instructors who work with compliance issues daily.
  • Receive a detailed manual which will serve as a valuable reference and training tool.


All employees of financial institutions who can benefit from additional training in compliance issues are eligible to attend. It is recommended, however, that students have at least one year’s experience in a functional area of banking such as lending officer, compliance officer, auditor, cashier, etc. Instruction is at the basic to intermediate level.

Contact our Meetings Department at 800.662.7044 or with any questions.